Category: Regulations
regulations
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of Nyrstar, ISIN BE0974294267, on Euronext Brussels is suspended from 09/11/2021 at 14:43 CET until the publication of a press release. Source: FSMA
This press release is not available in English. Please consult the French or Dutch site. Source: FSMA
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of CHOICE, ISIN BE0974370026 on Euronext Brussels will re-open on 08/11/2021 at 11:30 CET. Source: FSMA
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of MDXHealth, ISIN BE0003844611, on Euronext Brussels will re-open on 04/11/2021 at 15:30 CET. Source: FSMA
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of MDX Health, ISIN BE0003844611, on Euronext Brussels is suspended on the request of the company from 04/11/2021 at 09:00 CET until the publication of a press release. […]
On 28 December 2021, BaFin imposed an administrative fine amounting to 8.66 million euros on Deutsche Bank AG. The sanction related to a breach of Article 16 (2) (a) of the European Benchmarks Regulation (Regulation (EU) 2016/1011). As a supervised contributor, Deutsche Bank AG at times did not have in place effective preventive systems, controls […]
Nov. 9, 2020 The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help educate investors about investing in fractional shares. What are Fractional Shares? A fractional share is when you own less than one full share of a stock or other security. Why Invest in Fractional Shares? Fractional shares are […]
Oct. 5, 2020 The SEC’s Office of Investor Education and Advocacy, the Commodity Futures Trading Commission (CFTC), the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the North American Securities Administrators Association (NASAA) are issuing this Investor Bulletin to highlight key messages from World Investor Week 2020, a global campaign to raise […]
Sept. 29, 2020 After a natural disaster strikes, fraudsters may try to take advantage of individuals who want to help fund recovery efforts or who receive lump sum insurance payouts. Fraudsters may use recent natural disasters, including Hurricane Laura, Hurricane Sally, and the wildfires on the West Coast, to lure victims into investment scams. These […]
Sept. 25, 2020 The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to provide investors information about closed-end funds that are traded on national securities exchanges. It is important to understand them and their risks before investing. What are closed-end funds? A closed-end fund is one of three main types […]