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Dec 27
FCA’s new rules on climate-related disclosures to help investors, clients and consumers

Home News FCA’s new rules on climate-related disclosures to help investors, clients and consumers News stories First published: 17/12/2021 Last updated: 17/12/2021 The FCA has published two Policy Statements confirming final rules and guidance to promote better climate-related financial disclosures.  Better corporate disclosures will help inform market pricing and support business, risk and capital allocation […]

Sep 09
CFTC Awards Whistleblower for Exposing Ongoing Fraud

The Commodity Futures Trading Commission today announced it has issued a whistleblower award to an individual whose information led the Commission to open an investigation into ongoing fraudulent activity and successfully bring an enforcement action. The whistleblower also provided extensive assistance, including documents that were essential to establishing wrongdoing. This additional support enabled the CFTC […]

Apr 08
New Warnings Published by Official Regulators

Check the latest warnings, penalties, fines and suspensions of licences imposed by official regulators on brokerswatch.com   Find more about the latest warnings here.        

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