Tag: bafin
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On 3 June 2022, BaFin prohibited Juicy Holdings B.V., Amsterdam, the Netherlands, from offering capital investments in the form of investment opportunities in JuicyFlash, JuicyMist, JuicyKush and JuicyHaze cannabis plants to the public due to a violation of the German Capital Investment Act (Vermögensanlagengesetz – VermAnlG). Juicy Holdings B.V. is therefore not authorised to offer […]
On 5 July 2022, BaFin imposed an administrative fine amounting to 20,000 euros on a natural person due to a breach of the first subparagraph of Article 17 (1) of the Market Abuse Regulation (MAR). An appeal may be lodged against the administrative fine order. Update (01.08.2022): The administrative fine order is final and binding. […]
On 7 July 2022, BaFin imposed administrative fines totaling 510,000 euros on MATERNUS-Kliniken AG. The sanction related to breaches of section 115 (1) sentence 1 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). MATERNUS-Kliniken AG failed to make its half-yearly financial reports for the financial years 2016, 2017 and 2018 publicly available. The company […]
On 4 July 2022, BaFin imposed administrative fines totalling 11,290,000 euros on Steinhoff International Holdings N.V. The sanction related to breaches of section 114 (1) sentence 1 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG) and section 130 (1) of the German Act on Breaches of Administrative Regulations (Ordnungswidrigkeitengesetz – OWiG) in conjunction with […]
On 14 June 2022, BaFin imposed an administrative fine amounting to 115,000 euros on H&R GmbH & Co. KGaA. The sanction related to a breach of section 130 (1) of the German Act on Breaches of Administrative Regulations (Ordnungswidrigkeitengesetz – OWiG) in conjunction with section 115 (1) sentence 2 of the German Securities Trading Act […]
On 22nd June 2022, BaFin prohibited L8 Holdings Ltd., which states that its registered office is in 2102-58 Keefer Place, BC Vancouver, Canada, and Pro-IPO Investment, which states that its registered office is in 50 Mark, Ln, EC3R 7QR London, United Kingdom, from offering the securities shares of L8 Holdings Ltd. to the public. BaFin […]
On 14 June 2022, BaFin imposed an administrative fine amounting to 115,000 euros on H&R GmbH & Co. KGaA. The sanction related to a breach of section 130 (1) of the German Act on Breaches of Administrative Regulations (Ordnungswidrigkeitengesetz – OWiG) in conjunction with section 115 (1) sentence 2 of the German Securities Trading Act […]
On 1 June 2022, BaFin imposed an administrative fine amounting to 600,000 euros on CEWE Stiftung & Co. KGaA. The sanction related to a breach of section 41 (2) in conjunction with section 41 (1) of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). CEWE Stiftung & Co. KGaA failed to publish the total number […]
On 29 March 2022, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50,000 euros on Singulus Technologies AG. The disciplinary fine order related to a breach of section 325 of the German Commercial Code (Handelsgesetzbuch – HGB). Singulus Technologies AG failed to submit its consolidated accounting documents […]
