Tag: fca

Sep 14
Gloucestershire Credit Union Limited enters administration

Gloucestershire Credit Union Limited was placed into administration on 14 September…

Sep 12
FCA decides to impose conditions on takeover of Link Group

Home News FCA decides to impose conditions on takeover of Link Group Following…

Sep 07
Fighting financial crime – the force multiplier effect

Speech by Sarah Pritchard, Executive Director, Markets, at the Financial Crime Summit…

Aug 31
Rowanmoor Personal Pensions enters administration

Rowanmoor Personal Pensions Limited (RPPL), is a Self-Invested Personal Pension (SIPP)…

Aug 26
PRA and FCA conclude investigations into senior managers in relation to the 2008 failure of HBOS plc

The PRA and FCA (together, the ‘Authorities’) joint investigations into…

Aug 23
FCA looks for external experts to help shape its work on ESG issues

The Financial Conduct Authority (FCA) is establishing a new advisory committee to the…

Aug 22
101 firms in scope of new emergency asset retention rules for British Steel Pension Scheme transfer advice

New emergency asset retention rules now apply to 101 firms who provided pension…

Aug 19
FCA responds to complaints into its regulation of Premier FX

The FCA has today responded to complaints from people who complained to the FCA after…

Aug 19
FCA fines Citigroup’s international broker-dealer £12.6m for failures relating to the detection of market abuse

The Financial Conduct Authority (FCA) has fined Citigroup Global Markets Limited…

Aug 19
FCA calls on victims of Richard Faithfull to come forward ahead of confiscation hearing

The Financial Conduct Authority (FCA) has called on victims of Richard Faithfull to…