Tag: fcnb

Aug 24
Caution: Uni-Co

Topics Expertise from the subject matter experts at New Brunswick’s Financial and Consumer Services Commission. Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 36,000 industry […]

Aug 22
Annual Report now available

Topics Expertise from the subject matter experts at New Brunswick’s Financial and Consumer Services Commission. Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 36,000 industry […]

Aug 18
Pension plan Bulletin 2022-02 – Conducting a Retiree and also Survivor Audit

In the May 2022 problem of InfoPensions, the Office of the Superintendent of Financial Institutions Canada (OSFI) advises managers of government controlled pension that it is great administration method for pension managers to do senior citizen as well as survivor audits. These audits assistance make sure that documents are maintained to day by validating that […]

Aug 15
Canadian safeties regulatory authorities anticipate dedications from crypto trading systems going after enrollment

TORONTO– The Canadian Securities Administrators (CSA) is supplying a vital upgrade to crypto trading systems that remain to run in Canada while they take actions to adhere to suitable safeties regulations. CSA participants currently anticipate such systems to offer a pre-registration task to their primary regulatory authority to proceed procedures while their application is assessed. […]

Aug 15
Occupation Possibility: Compliance Officer

Your profession at FCNB is improved with everyday possibilities to discover, introduce, and also expand expertly in a helpful, boosting, as well as versatile work environment. We provide an affordable overall settlement plan and also interesting possibilities for expert growth. We sustain our workers in keeping their expert classifications as well as give technological updates […]

Aug 12
Canadian securities regulators to host roundtable on the proposed Derivatives Business Conduct Rule

TORONTO – The Canadian Securities Administrators (CSA) today announced it will host a virtual roundtable on the proposed derivatives business conduct rule, the CSA’s next step towards modernizing the regulatory framework for the OTC derivatives market in Canada. The roundtable will be held on September 28, 2022 from 10:00 a.m. – 12:00 p.m. ET.  Expert […]

Aug 08
It could be time to notify apparent owners of unclaimed property

Under New Brunswick’s Unclaimed Property Act, holders of unclaimed property – like businesses, associations and government organizations – are required to review their books to search for monetary property that belongs to someone else.  The Act brings into force several key time periods for holders: Notify owners of unclaimed property valued at $100 or more […]

Aug 08
New Brunswickers could soon learn they have unclaimed money

New Brunswickers could soon be receiving written notice from businesses letting them know they may be owners of unclaimed monetary property. Under New Brunswick’s Unclaimed Property Act, holders of unclaimed property – like businesses, associations and government organizations – are required to review their books to search for monetary property that belongs to someone else. […]

Jul 26
Coming into force amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions

Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 36,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more […]

Jul 25
Last day to complete FCNB’s survey!

The Financial and Consumer Services Commission (FCNB) invites you to complete our stakeholder survey. We want to hear about your experiences, level of satisfaction and expectations of FCNB. We have engaged Thinkwell Research to conduct this survey on our behalf. Your answers will be kept confidential. Please complete this survey as an individual practicing in your regulated […]