Tag: fsma
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of ASIT biotech, ISIN BE0974289218, on Euronext Brussels will re-open on 12/07/2018 at 09:00 CET. Source: FSMA
This circular (available in French or Dutch only) informs obliged entities on the contents of the information, and the modalities for their transmission, intended to be used to assess the compliance and the efficiency of the system they have implemented for combating money laundering and the financing of terrorism. This information is collected by means of an […]
This circular (available in French or Dutch only) sets out the measures relating to the application of the provisions of the Law of 18 September 2017 on the implementation, by obliged entities, of a risk-based approach to combating money laundering and terrorist financing. It also specifies the expectations of the FSMA regarding the implementation of these […]
In a communication, the FSMA sets out the procedure for the filing of information notes with the FSMA pursuant to the Law of 11 July 2018 on public offers of investment instruments and the admission to trading of investment instruments on regulated markets. The information note must be filed with the FSMA at the latest […]
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of ROSIER, ISIN BE0003575835 on Euronext Brussels will re-open on 19/07/2018 at 11:30 CET. Source: FSMA
The FSMA has drawn up a document (French – Dutch) for brokers in banking and investment services which clarifies a number of points regarding certain organizational and governance requirements laid down by MifID II and that under the Law of 21 November 2017 are mandatory for this group of brokers. The provisions have been in force […]
The working group set up by the European Central Bank to examine the interest rate benchmarks that will succeed EONIA has suggested ESTER (Euro Short-Term Rate) as the new euro risk-free rate. For more information on this matter, please see the press release published by the ECB. Source: FSMA