Tag: Statements

Aug 19

FCA responds to complaints into its regulation of Premier FX

The FCA has today responded to complaints from people who complained to the FCA after…

Aug 16

IFPR and eligibility for enhanced SM&CR status as a Significant SYSC firm

When introducing the Investment Firm Prudential Regime (IFPR) in January 2022, we…

Aug 16

FCA encourages market participants to continue transition of LIBOR-linked bonds

Home News FCA encourages market participants to continue transition of LIBOR-linked…

Aug 10

Larry Barreto pleads guilty to carrying on regulated activities without authorisation

On 29 July 2022 at Southwark Crown Court, Mr Larry Barreto pleaded guilty to two…

Jul 27

FCA refuses authorisation to funeral plan provider

The FCA has issued a Decision Notice to One Life Funeral Planning Ltd (One Life)…

Jul 22

Individual sentenced to four months imprisonment for contempt of court

The FCA has brought two contempt of court applications before Southwark Crown Court…

Jul 19

The FCA welcomes the Secondary Capital Raising Review Report

The FCA welcomes the publication of Mark Austin’s Secondary Capital Raising Review…

Jul 04

FCA cancels listing of Umuthi Healthcare Solutions

The Financial Conduct Authority (FCA) has decided to discontinue the listing of the…

Jun 24

Restrictions placed on Colbourne & Company

On 23 June 2022 the FCA imposed a number of restrictions on Colbourne & Company…

Jun 22

FCA seeks re-trial in insider dealing case

Statements First published: 22/06/2022 Last updated: 22/06/2022 The Financial Conduct…

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