Description

In the United States, the Financial Industry Regulatory Authority, Inc. is a private corporation that acts as a self-regulatory organization. FINRA is the successor to the National Association of Securities Dealers, Inc. and the member regulation, enforcement, and arbitration operations of the New York Stock Exchange

Details
  • Full Name: Financial Industry Regulatory Authority
  • Organization Type: Private
  • Scope: Regulation
  • Comments are closed.
  • Posts

    [display-posts author="FINRA" alpha_view="true"]