Category: Regulations
regulations
The Financial Services and Markets Authority (FSMA) warns the public against the activities of Shard Asset Management, a company that offers investment services. Shard Asset Management is not an authorized investment firm in Belgium. It is therefore not allowed to provide investment services in or from Belgium. Moreover, according to the information available to the […]
The Financial Services and Markets Authority (FSMA) warns the public against the activities of Allied Indices International, a company that offers investment services. Allied Indices International is not an authorized investment firm in Belgium. It is therefore not allowed to provide investment services in or from Belgium. Moreover, according to the information available to the […]
The Financial Services and Markets Authority (FSMA) warns the public against the activities of Universal Asset Management, a company that offers investment services. Universal Asset Management is not an authorized investment firm in Belgium. It is therefore not allowed to provide investment services in or from Belgium. Moreover, according to the information available to the […]
This Newsletter presents information on the main new features and modifications brought in the CABRIO online application. The new features were introduced as a follow-up to anti-money laundering laws and regulations, which require you to provide certain information to the FSMA. These laws and regulations have led to several changes that require an action on […]
The Financial Services and Markets Authority (FSMA) warns the public against the activities of several actors who are unlawfully offering binary options on the Belgian market. Any company wishing to offer investment products must hold an authorization. Furthermore, the FSMA reminds the public that since 18 August 2016, no investment firm (authorized or not) is […]
Dec. 14, 2021 The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help educate investors about the SEC’s rules and regulations related to trading suspensions. The federal securities laws generally allow the SEC to suspend trading in any stock for up to ten business days. This bulletin answers some of […]
The Financial Services and Markets Authority (FSMA) warns the public against fake websites that use the website layout and data of a registered credit intermediary. The FSMA has determined that the website layout and the data belonging to a credit intermediary registered with it, Partners Finances, is being used to offer credit via fraudulent means. […]
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of Hamon, ISIN BE0003700144, on Euronext Brussels will re-open on 23/07/2019 at 10:10 CET. Source: FSMA
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of ASIT Biotech, ISIN BE0974289218, on Euronext Brussels will re-open on 23/07/2019 at 09:00 CET. Source: FSMA