Tag: bafin
On 22 February 2022, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a further disciplinary fine amounting to 750,000 euros on ZhongDe Waste Technology AG. The disciplinary fine order related to a breach of section 325 of the German Commercial Code (Handelsgesetzbuch – HGB). ZhongDe Waste Technology AG failed to submit its […]
On 22 February 2022, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a further disciplinary fine amounting to 750,000 euros on ZhongDe Waste Technology AG. The disciplinary fine order related to a breach of section 325 of the German Commercial Code (Handelsgesetzbuch – HGB). ZhongDe Waste Technology AG failed to submit its […]
On 30 March 2022, BaFin imposed an administrative fine amounting to 150,000 euros on Softing AG. The sanction related to a breach of the first subparagraph of Article 17 (1) of the Market Abuse Regulation (MAR). Softing AG failed to publish inside information without undue delay. The company may lodge an appeal against the administrative […]
On 11 November 2021, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 2,500 euros on RAVENO Capital AG. The disciplinary fine order related to a breach of section 325 of the German Commercial Code (Handelsgesetzbuch – HGB). RAVENO Capital AG failed to submit its accounting documents for […]
On 11 November 2021, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 2,500 euros on RAVENO Capital AG. The disciplinary fine order related to a breach of section 325 of the German Commercial Code (Handelsgesetzbuch – HGB). RAVENO Capital AG failed to submit its accounting documents for […]
On 11 November 2021, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 2,500 euros on RAVENO Capital AG. The disciplinary fine order related to a breach of section 325 of the German Commercial Code (Handelsgesetzbuch – HGB). RAVENO Capital AG failed to submit its accounting documents for […]
On 11 November 2021, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 2,500 euros on RAVENO Capital AG. The disciplinary fine order related to a breach of section 325 of the German Commercial Code (Handelsgesetzbuch – HGB). RAVENO Capital AG failed to submit its accounting documents for […]
On 16 March 2022, BaFin imposed an administrative fine amounting to 60,000 euros on NeXR Technologies SE. The sanction related to a breach of the first subparagraph of Article 17 (1) of the Market Abuse Regulation (MAR). NeXR Technologies SE failed to publish inside information without undue delay. The company may lodge an appeal against […]
On 4 March 2022 BaFin imposed administrative fines totalling 136,000 euros on a natural person due to of section 33 (1) sentence 1 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). An appeal may be lodged against the administrative fine order. Update (31.03.2022): The administrative fine order is final and binding. Source: BAFIN
On 8 March 2022, BaFin imposed an administrative fine amounting to 68,000 euros on Voltabox AG. The sanction related to a breach of section 114 (1) sentence 2 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). Voltabox AG failed to publish an announcement, stating the date and the website on which the accounting documents […]
