MiFID work programme for product governance

Regulated companies that produce or sell financial instruments must meet the MiFID II requirements as regards product governance. These rules differ depending on the role played by the companies in this area.

The FSMA wishes to help companies comply with these new product governance requirements by offering them a work programme (available in French or Dutch only). The work programme gives an overview of the legislation and regulations applicable to product governance. It is intended as a practical guideline and resource for compliance with the MiFID rules of conduct. The work programme also applies to brokers in banking and investment services when carrying out their intermediation.

Read more in the communication (available in French or Dutch only) …

Source: FSMA

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