News

Jul 05
Central Bank of Ireland Issues Warning on Unauthorised Firm – Renfrew Capital Management (Clone)

It has come to the attention of the Central Bank of Ireland (‘Central Bank’) that a scam entity by the name Renfrew Capital Management (Ireland and Bermuda), formerly operating the website https://renfrewcapitalmgmt.com, has been claiming to be an investment firm / investment business firm in the State in the absence of appropriate authorisations. In this […]

Jul 05
Central Bank of Ireland Issues Warning on Unauthorised Firm – Parker Prime

It has come to the attention of the Central Bank of Ireland (‘Central Bank’) that a scam entity by the name Parker Prime (Estonia / United Kingdom) formerly operating the website addresses: https://parker-prime.com and https://clientzone.parker-prime.com, has been claiming to be an investment firm / investment business firm in the State in the absence of appropriate […]

Jul 05
Central Bank of Ireland Issues Warning on Unauthorised Firm – Scam entity clones authorised The World Markets Umbrella Fund plc

It has come to the attention of the Central Bank of Ireland (‘Central Bank’) that a scam entity by the name World Market Funds (Ireland), formerly operating the website https://wmfunds.co.uk/, has been claiming to be an investment firm / investment business firm in the State in the absence of appropriate authorisations. In this instance the […]

Jul 05
CFTC Orders J.P. Morgan to Pay $850,000 for Swap Reporting Failures

July 05, 2022 Washington, D.C. — The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC, and J.P. Morgan Securities, plc (collectively, J.P. Morgan), provisionally registered swap dealers, for failing to comply with their reporting obligations as swap dealers. The order requires […]

Jul 05
CFTC Orders Swap Dealer to Pay $6 Million for Swap Reporting and Daily Mark Disclosure Violations

Washington, D.C. — The Commodity Futures Trading Commission today issued an order filing and simultaneously settling charges against BNP Paribas (BNPP), a global financial services corporation and swap dealer, for violations of the Commodity Exchange Act (CEA) and Commission regulations relating to swap reporting and daily mark disclosures. The order requires BNPP to pay a […]

Jul 05
Amended ESMA Guidelines – MAR Regulation – Delay in the disclosure of inside information and interactions with prudential supervision

The FSMA informs the relevant issuers of the incorporation into its supervisory practice of the ESMA Guidelines on delay in the disclosure of inside information and interactions with prudential supervision. Read more in the amended ESMA Guidelines (ESMA70-159-4966) … Source: FSMA